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The Division of Enforcement plays an essential role in carrying out the SEC’s mission by investigating possible violations of the federal securities laws and prosecuting the Commission’s civil suits in federal courts and administrative proceedings.
The Division is committed to promoting diversity, inclusion, and equal opportunities. That commitment is critical to attracting and retaining talent with the mix of skills and expertise needed to accomplish our mission.
Enforcement staff attorneys are responsible for conducting investigations dealing with difficult and complex matters involving all aspects of the securities market. Typical duties include:
➤ developing investigative or litigation plans;
➤ drafting subpoenas and requests for documents, and questioning witnesses through interviews, testimony, or depositions;
➤ evaluating evidence to demonstrate whether sufficient evidence exists to prove violations of federal securities laws;
➤ participating in all aspects of litigation in federal court and administrative proceedings.
Click here for more insight into careers with the SEC’s Division of Enforcement
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